Regulatory Requirements

  • Are you compliant and up to date with all regulatory requirements? The requirements of § 25 KWG make this issue more important than ever.
  • How far have you progressed in developing an appropriate risk culture in your company?
  • What about your KYC-processes? Not to mention KYI and KYE?
  • Are your processes as effective as you want them to be?
  • Do you consider your on-boarding-/monitoring-/screening-processes a resilient chain?
  • Will your risk analysis reveal significant problems?
  • Will your audit department assess your processes as satisfactory?
  • What results do you expect from the next external audit? Do you know which topics to expect?
    How do you compare with competitors? When did you perform your last peer-review?

… and the answer:

Project experience:

Qualifications/ Knowledge:

… self-organized:

… in the interpersonal sphere:

…from my professional experience in training/as lecturer:

Local issues